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Musical mode
In
music, a mode is an ordered series of
musical intervals, which, along with the
key
or
tonic define the
pitches. However, mode is usually used in the sense of
scale applied only to the specific
diatonic scales
found below.
History
The early music of
Greek antiquity referred to
scales in the context of scalar modes. The modes are named after cities that
preferred a given mode in times past. The Greek philosopher
Plato felt that playing music
in a particular mode would incline one towards specific behavior associated with that mode, and suggested that soldiers should
listen to music in dorian or phrygian modes to help make them stronger, but avoid music in lydian or ionian modes, for fear of
being softened.
The Greek modes were:
There is a common misconception that the Church modes of medieval European music were directly descended from this
notion of modality. In fact, the church modes originated in the
9th century.
Authors from that period misinterpreted a text by Boethius, a scholar from the
6th
century who had translated the Greek musical theory into Latin. In the
16th
century, the Swiss theorist
Henricus Glareanus published
Dodekachordon, in which he solidified the concept of the church modes, and added four additional modes: the Aeolian, Hypoaeolian, Ionian, and Hypoionian. Thus, the names of the modes used today do not actually reflect those used by the Greeks.
However, the use and conception of modes or modality today is also different from their use and conception in Early music. Jim
Samson (1977, p.148) describes: "Clearly any comparison of medieval and modern modality would recognize that the latter takes
place against a background of some three centuries of harmonic tonality, permitting, and in the nineteenth century requiring, a
dialogue between modal and diatonic prodedure."
Early music made heavy use of the Church modes. A mode indicated a primary
pitch or final and the organization of pitches in relation to the final, and suggested range, melodic formulas associated with
different modes, location and importance of cadences, and affect (ie, emotional affect). As Liane Curtis (1998) explains, "Modes
should not be equated with scales: principles of melodic organization, placement of cadences, and emotional affect are essential
parts of modal content," in Medieval and Renaissance music.
Carl Dahlhaus (1990, p.192) lists "three factors that form the
respective starting points for the modal theories of
Aurelian of
Réôme,
Hermannus Contractus, and Guido of Arezzo:
- the relation of modal formulas to the comprehensive system of tonal relationships embodied in the diatonic scale;
- the partitioning of the octave into a modal framework; and
- the function of the modal final as a relational center."
The oldest medieval treatise regarding modes is Musica disciplina by Aurelian of Réôme while Hermannus Contractus was
the first to define modes as partitionings of the octave (ibid, p.192-191).
However, the modes were later organized due to their relationship to the interval pattern of the major scale. The modern
conception of modal scales describes a system where each mode is the usual diatonic scale, but with a different starting note.
Modes came back into favour some time later in the development of
jazz (modal jazz) and more contemporary 20th century music. Much
folk music is also composed or best analysed in terms of modes. For example, in
Irish traditional music the ionian, dorian, aeolian and
mixolydian modes occur (in roughly decreasing order of frequency); the phrygian mode is an important part of the
flamenco sound.
Some works by
Beethoven contain modal inflections, and
Chopin,
Berlioz, and
Liszt
made extensive use of modes. They influenced nineteenth century Russian music,
Mussorgsky and
Borodin influenced
Claude Debussy,
Leos Janacek, and other
twentieth century nationalists.
Zoltán Kodály,
Holst,
Manuel de Falla use modal elements as
modifications of a diatonic background, while Debussy and
Bela Bartok
modality replaces diatonic tonality. (Samson 1977)
While all tonal music may be described as modal, music that is labeled modal most often has less
diatonic functionality and changes key less often.
Church modes
The eight Church modes, or Gregorian modes, can be divided into four pairs, where each pair shares the "final note" or tonic.
Most chants in a particular mode will begin on the mode's final note, and all are expected to end on that note. The pair also
shares the central five notes of the scale. If the "scale" is completed by adding the three upper notes, the mode is termed
"authentic", while if the scale is completed by adding the three lower notes, the mode is called "plagal" (serious).
The pairs are organized so that the modes sharing a final note are numbered together, with the odd numbers used for the
authentic modes and the even numbers for the plagal modes.
In addition, each mode has a "dominant" or "cofinal", to which the melody returns relatively frequently. For psalm tones, the
dominant is the reciting tone. This is a fifth above the final for authentic tones, and a third above for plagal tones. However,
if the dominant is si (B), it is usually raised to do (C). In mode V, the melody very often ends on the dominant rather than the
final.
Only one accidental is permitted in classical Gregorian chant -- si (B) may be lowered by a half-step. This usually (but not
always) occurs in modes V and VI, and is optional in other modes.
Given the confusion between ancient, Early, and modern terminology, "today it is more consistent and practical to use the
traditional designation of the modes with numbers one to eight," (Curtis 1998) using Roman numeral (I-VIII), rather than using the pseudo-Greek naming system.
The eight musical modes. f indicates "final" according to Curtis, 1998.
Use of the modes
It is important to realize that the "theory" of the Gregorian modes postdates the composition of the early Gregorian chant
repetoire. Primitive chants do not appear to have been composed with the desire to fit them into a particular mode. As a result,
for these chants, the application of a mode number can be only approximate. Later chants, however, were written with a conscious
eye on the eight modes.
Interpretation of the modes
Various interpretations of the "character" imparted by the different modes have been suggested. Three such interpretations,
from Guido D'Arezzo (995-1050), Adam of Fulda (1445-1505), and Juan de Espinoza Medrano (1632-1688), follow:
| Mode |
D'Arezzo |
Fulda |
Espinoza |
Example chant |
| I |
serious |
any feeling |
happy, taming the passions |
Veni sancte spiritus (listen) |
| II |
sad |
sad |
serious and tearful |
Iesu dulcis amor meus (listen) |
| III |
mystic |
vehement |
inciting anger |
Kyrie, fons bonitatis (listen) |
| IV |
harmonious |
tender |
inciting delights, tempering fierceness |
Conditor alme siderum (listen) |
| V |
happy |
happy |
happy |
Salve Regina (listen) |
| VI |
devout |
pious |
tearful and pious |
Ubi caritas (listen) |
| VII |
angelical |
of youth |
uniting pleasure and sadness |
Introibo (listen) |
| VIII |
perfect |
of knowledge |
very happy |
Ad cenam agni providi (listen) |
Modern modes
The major and minor modes
Three of the modes are major, while four of them are minor. One of the minor modes is considered theoretical rather than
practical. A mode is said to be minor if the 3rd scale degree is flattened.
Major modes
Minor modes
Mode characteristics
Each mode has a characteristic
scale degree and certain
harmonic structures that give each its distinctive sound.
- The Lydian mode has a raised fourth, which creates a iv diminished, vii minor, and a II major chord. The theme song
from the TV show
The Simpsons is written in the Lydian mode.
- The Ionian mode has a V7 chord, and is the only mode where the V7 occurs naturally. Most common songs, including such
simple classics as "Happy Birthday" and "Twinkle Twinkle Little Star," are in the Ionian mode.
- The Mixolydian mode has a flat 7th degree; this creates a I7, a v minor, and a VII major chord. There is also a iii
dim chord, but it is not used extensively in modal compositions. The
Beatles song "Norwegian Wood" and the
ABBA Song "The Visitors" are in mixolydian mode.
- The Dorian mode has a characteristic raised sixth, which produces a major IV chord and a minor II chord. "What shall
we do with the drunken sailor" is in the Dorian mode.
- The Aeolian mode has a flat six and seven; its characteristic chords are the minor iv and v chords. There is a subtle
distinction between an Aeolian modal composition and a composition in a
minor
key, because the sixth and seventh degrees in a minor key can be altered to create major IV and V chords. (example...)
- The Phrygian mode has a characteristic lowered second, which creates its characteristic bII major and v diminished
chords. This mode is quite common in flamenco music and is often referred to as the "Spanish" mode. The
Jimmy Somerville song "So Cold The Night" is in phrygian mode. The second
movement of Brahms's Fourth Symphony famously opens in the phyrigian mode.
- The Locrian mode has a flat second and fifth scale degree and has a diminished i chord. It is highly unstable, and its
diminished i chord makes establishing
tonality in the mode nearly impossible. The
few pieces written in this mode usually used an altered i minor chord to establish the tonal center, and then used the minor iii
and major V chord to establish the modality. The locrian mode is so unstable that the bII chord cannot be used as it will quickly
and inevitably establish itself as the I chord of a major key. The iv minor chord in second inversion with the tonic doubled is a
good I chord for Locrian because it is the exact reverse of a major chord.
Learning the modes
You may work with the modes in a couple of ways.
If you're an instrumentalist, you may find the following approach useful to understanding the modal scales.
- The Ionian mode is identical to the
major scale of tonal music.
- The Aeolian mode is identical to the natural
minor scale of tonal music.
Compared to Ionian, its 3rd, 6th, and 7th notes have been lowered one half-step.
- Lydian is identical to Ionian, except that the 4th note in the scale is raised one half-step.
- Mixolydian is identical to Ionian, exception that the 7th note in the scale is lowered one half-step.
- Dorian is identical to Aeolian, except its 6th scale degree is raised one half-step.
- Phrygian is identical to Aeolian, except its 2nd scale degree is lowered one half-step.
- Locrian, the theoretical mode, is identical to Aeolian, except its 2nd and 5th scale degrees are flattened. Because its 5th
scale degree is flattened, this mode sounds very unstable, and thus, is seldom used.
Using this technique, one may apply a simple bit of mathematics towards converting from one mode to another. First, one should
memorize the number of flats and sharps for all Ionian scales (e.g. F ionian has 1 flat). One should also memorize how to notate
the flats and sharps on a musical bar. Then, one should memorize this chart:
- Ionian: 0
- Dorian: −2
- Phrygian: −4
- Lydian: +1
- Mixolydian: −1
- Aeolian: −3
- Locrian: −5
If you think of flats as negative numbers and sharps as positive numbers, you may use simple mathematics to convert between
modes. For example, having memorized that the C major/ionian scale has zero sharps or flats, and wanting to know what notes C
phrygian should change, you would add 0 to phrygian's −4 to get −4.. meaning four flats. So C phrygian has four
flats, (B, E, A, and D).
Or, for a slightly more complicated example, try figuring out F locrian:
F major/ionian has 1 flat, so it is −1. Locrian has a −5, so −1 +−5 is −6. Therefore, F
locrian has six flats (B, E, A, D, G, and C).
If you work with keyboard instruments, you may find the following technique more useful in working with modes.
If you are familiar with major scales, each modal scale may be thought of as starting at a different scale degree from the
major scale.
Thus, you may memorize which scale degree to start at for each mode.
- Ionian: I
- Dorian: II
- Phrygian: III
- Lydian: IV
- Mixolydian: V
- Aeolian: VI
- Locrian: VII
The patterns of tones (T) and semitones (s) are as follows:
TTsTTTs Ionian (modern major)
TsTTTsT Dorian
sTTTsTT Phrygian
TTTsTTs Lydian
TTsTTsT Mixolydian
TsTTsTT Aeolian (modern minor)
sTTsTTT Locrian
Note the shifts of alternate semitones from row to row.
Each of these modes has a unique scale without any sharps or flats. They are as follows:
Ionian C major
Dorian D
Phrygian E
Lydian F
Mixolydian G
Aeolian A minor
Locrian B
Other possible uses
In modern music theory, scales other than the major scale sometimes have the term "modes" applied to the scales which begin
with their degrees. This is seen, for example, in "Melodic Minor" scale harmony (see
Minor scale for a brief description of the melodic minor), which is based on the seven modes of the melodic
minor scale, yeilding some interesting scales as shown below, where "Structure" refers to the structures of the various modes of
the C melodic minor scale:
| Mode |
I |
II |
III |
IV |
V |
VI |
VII |
| Name |
minor-major |
(none) |
Lydian augmented |
Lydian dominant |
(none) |
half-diminished (or) Locrian #2 |
altered (or) diminished whole-tone |
| Structure |
C-maj (or) C-+7 |
Dsusb9 |
Ebmaj+5 |
F7+11 |
Gb6b7 |
Ař (or) A-7b5 |
B7alt |
Though the term "mode" is still used in this case (and is useful in recognizing that these scales all have a common root, that is
the melodic minor scale); it is more common for musicians to understand the term "mode" to refer to Ionian, Dorian, Phrygian,
Lydian, Mixolydian, Aeolian, or Locrian scales. In everyday speech, this is the most common understanding.
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