In
music, a mode is an
ordered series of
musical intervals, which, along
with the
key or
tonic define the
pitches. However, mode
is usually used in the sense of
scale applied only to the
specific
diatonic scales found below.
History
The early music of
Greek antiquity referred to
scales in the context of scalar
modes. The modes are named after cities that preferred a given
mode in times past. The Greek philosopher
Plato felt that playing music
in a particular mode would incline one towards specific behavior
associated with that mode, and suggested that soldiers should
listen to music in dorian or phrygian modes to help make them
stronger, but avoid music in lydian or ionian modes, for fear of
being softened.
The Greek modes were:
-
Lydian,
hypolydian and
mixolydian.
-
Phrygian
and
hypophrygian.
-
Dorian
and
hypodorian.
-
Aeolian
and
locrian.
-
Ionian.
There is a common misconception that the
Church modes of medieval European music were directly
descended from this notion of modality. In fact, the church
modes originated in the
9th century. Authors from that
period misinterpreted a text by
Boethius, a scholar from the
6th century who had translated
the Greek musical theory into Latin. In the
16th century, the Swiss
theorist
Henricus Glareanus published
Dodekachordon, in which he solidified the concept of the
church modes, and added four additional modes: the Aeolian,
Hypoaeolian, Ionian, and Hypoionian. Thus, the names of the
modes used today do not actually reflect those used by the
Greeks. However, the use and conception of modes or modality
today is also different from their use and conception in Early
music. Jim Samson (1977, p.148) describes: "Clearly any
comparison of medieval and modern modality would recognize that
the latter takes place against a background of some three
centuries of harmonic tonality, permitting, and in the
nineteenth century requiring, a dialogue between modal and
diatonic prodedure."
Early music
made heavy use of the Church modes. A mode indicated a primary
pitch or final and the organization of pitches in relation to
the final, and suggested range, melodic formulas associated with
different modes, location and importance of cadences, and affect
(ie, emotional affect). As Liane Curtis (1998) explains, "Modes
should not be equated with scales: principles of melodic
organization, placement of cadences, and emotional affect are
essential parts of modal content," in Medieval and Renaissance
music.
Carl Dahlhaus
(1990, p.192) lists "three factors that form the respective
starting points for the modal theories of
Aurelian of Réôme,
Hermannus Contractus, and
Guido of Arezzo:
- the relation of modal formulas to the
comprehensive system of tonal relationships embodied in the
diatonic scale;
- the partitioning of the octave into a modal
framework; and
- the function of the modal final as a
relational center."
The oldest medieval treatise regarding modes
is Musica disciplina by Aurelian of Réôme while Hermannus
Contractus was the first to define modes as partitionings of the
octave (ibid, p.192-191).
However, the modes were later organized due to
their relationship to the interval pattern of the major scale.
The modern conception of modal scales describes a system where
each mode is the usual diatonic scale, but with a different
starting note. Modes came back into favour some time later in
the development of
jazz (modal
jazz) and more contemporary 20th century music. Much
folk music is also composed or
best analysed in terms of modes. For example, in
Irish traditional music the
ionian, dorian, aeolian and mixolydian modes occur (in roughly
decreasing order of frequency); the phrygian mode is an
important part of the
flamenco sound.
Some works by
Beethoven contain modal
inflections, and
Chopin,
Berlioz, and
Liszt made extensive use of
modes. They influenced nineteenth century Russian music,
Mussorgsky and
Borodin influenced
Claude Debussy,
Leos Janacek, and other
twentieth century nationalists.
Zoltán Kodály,
Holst,
Manuel de Falla use modal
elements as modifications of a diatonic background, while
Debussy and
Bela Bartok modality replaces
diatonic tonality. (Samson 1977)
While all tonal music may be described as
modal, music that is labeled modal most often has less
diatonic functionality and
changes key less often.
Church modes
The eight Church modes, or Gregorian modes,
can be divided into four pairs, where each pair shares the
"final note" or tonic. Most chants in a particular mode will
begin on the mode's final note, and all are expected to end on
that note. The pair also shares the central five notes of the
scale. If the "scale" is completed by adding the three upper
notes, the mode is termed "authentic", while if the scale is
completed by adding the three lower notes, the mode is called "plagal"
(serious).
The pairs are organized so that the modes
sharing a final note are numbered together, with the odd numbers
used for the authentic modes and the even numbers for the plagal
modes.
In addition, each mode has a "dominant" or "reciting
tone" which is the tenor of the
psalm tone. The reciting tones
of all authentic modes began a
fifth above the final, with
those of the plagal modes a
third above. However, the
reciting tones of modes 3, 4, and 8 rose one
step during the tenth and
eleventh centuries with 3 and 8 moving from b to c' (half
step) and that of 4 moving from g to a (whole
step). (Hoppin 1978, p.67)
Only one accidental is permitted in classical
Gregorian chant -- si (B) may be lowered by a half-step. This
usually (but not always) occurs in modes V and VI, and is
optional in other modes.
Given the confusion between ancient, Early, and modern
terminology, "today it is more consistent and practical to use
the traditional designation of the modes with numbers one to
eight," (Curtis 1998) using
Roman numeral (I-VIII), rather
than using the pseudo-Greek naming system.
Use of the modes
It is important to realize that the "theory"
of the Gregorian modes postdates the composition of the early
Gregorian chant repetoire. Primitive chants do not appear to
have been composed with the desire to fit them into a particular
mode. As a result, for these chants, the application of a mode
number can be only approximate. Later chants, however, were
written with a conscious eye on the eight modes.
Interpretation of the modes
Various interpretations of the "character"
imparted by the different modes have been suggested. Three such
interpretations, from Guido D'Arezzo (995-1050), Adam of Fulda
(1445-1505), and Juan de Espinoza Medrano (1632-1688), follow:
| Mode |
D'Arezzo |
Fulda |
Espinoza |
Example chant |
| I |
serious |
any feeling |
happy, taming the passions |
Veni
sancte spiritus |
| II |
sad |
sad |
serious and tearful |
Iesu
dulcis amor meus |
| III |
mystic |
vehement |
inciting anger |
Kyrie,
fons bonitatis |
| IV |
harmonious |
tender |
inciting delights,
tempering fierceness |
Conditor
alme siderum |
| V |
happy |
happy |
happy |
Salve Regina |
| VI |
devout |
pious |
tearful and pious |
Ubi
caritas |
| VII |
angelical |
of youth |
uniting pleasure and
sadness |
Introibo |
| VIII |
perfect |
of knowledge |
very happy |
Ad cenam agni providi |
Modern modes
The major and minor modes
Three of the modes are major, while four of
them are minor. One of the minor modes is considered theoretical
rather than practical. A mode is said to be minor if the 3rd
scale degree is flattened.
Major modes
Minor modes
Mode characteristics
Each mode has a characteristic
scale degree and certain
harmonic structures that give
each its distinctive sound.
- The Lydian mode has a raised fourth,
which creates a iv diminished, vii minor, and a II major
chord. The theme song from the TV show
The Simpsons is written
in the Lydian mode.
- The Ionian mode has a V7 chord, and
is the only mode where the V7 occurs naturally. Most common
songs, including such simple classics as "Happy Birthday" and
"Twinkle Twinkle Little Star," are in the Ionian mode.
- The Mixolydian mode has a flat 7th
degree; this creates a I7, a v minor, and a VII major chord.
There is also a iii dim chord, but it is not used extensively
in modal compositions. The
Beatles song "Norwegian Wood"
and the
ABBA Song "The Visitors" are
in mixolydian mode.
- The Dorian mode has a characteristic
raised sixth, which produces a major IV chord and a minor II
chord. "What shall we do with the drunken sailor" is in the
Dorian mode.
- The Aeolian mode has a flat six and
seven; its characteristic chords are the minor iv and v
chords. There is a subtle distinction between an Aeolian modal
composition and a composition in a
minor key, because the sixth
and seventh degrees in a minor key can be altered to create
major IV and V chords. (example...)
- The Phrygian mode has a
characteristic lowered second, which creates its
characteristic bII major and v diminished chords. This mode is
quite common in flamenco music and is often referred to as the
"Spanish" mode. The
Jimmy Somerville song "So
Cold The Night" is in phrygian mode. The second movement of
Brahms's
Fourth Symphony famously
opens in the phyrigian mode.
- The Locrian mode has a flat second
and fifth scale degree and has a diminished i chord. It is
highly unstable, and its diminished i chord makes establishing
tonality in the mode nearly
impossible. The few pieces written in this mode usually used
an altered i minor chord to establish the tonal center, and
then used the minor iii and major V chord to establish the
modality. The locrian mode is so unstable that the bII chord
cannot be used as it will quickly and inevitably establish
itself as the I chord of a major key. The iv minor chord in
second inversion with the tonic doubled is a good I chord for
Locrian because it is the exact reverse of a major chord.
Learning the modes
You may work with the modes in a couple of
ways.
If you're an instrumentalist, you may find the
following approach useful to understanding the modal scales.
- The Ionian mode is identical to the
major scale of tonal music.
- The Aeolian mode is identical to the
natural
minor scale of tonal music.
Compared to Ionian, its 3rd, 6th, and 7th notes have been
lowered one half-step.
- Lydian is identical to Ionian, except that
the 4th note in the scale is raised one half-step.
- Mixolydian is identical to Ionian,
exception that the 7th note in the scale is lowered one
half-step.
- Dorian is identical to Aeolian, except its
6th scale degree is raised one half-step.
- Phrygian is identical to Aeolian, except
its 2nd scale degree is lowered one half-step.
- Locrian, the theoretical mode, is identical
to Aeolian, except its 2nd and 5th scale degrees are
flattened. Because its 5th scale degree is flattened, this
mode sounds very unstable, and thus, is seldom used.
Using this technique, one may apply a simple
bit of mathematics towards converting from one mode to another.
First, one should memorize the number of flats and sharps for
all Ionian scales (e.g. F ionian has 1 flat). One should also
memorize how to notate the flats and sharps on a musical bar.
Then, one should memorize this chart:
- Ionian: 0
- Dorian: −2
- Phrygian: −4
- Lydian: +1
- Mixolydian: −1
- Aeolian: −3
- Locrian: −5
If you think of flats as negative numbers and
sharps as positive numbers, you may use simple mathematics to
convert between modes. For example, having memorized that the C
major/ionian scale has zero sharps or flats, and wanting to know
what notes C phrygian should change, you would add 0 to
phrygian's −4 to get −4.. meaning four flats. So C phrygian has
four flats, (B, E, A, and D).
Or, for a slightly more complicated example,
try figuring out F locrian:
F major/ionian has 1 flat, so it is −1.
Locrian has a −5, so −1 +−5 is −6. Therefore, F locrian has six
flats (B, E, A, D, G, and C).
If you work with keyboard instruments, you may
find the following technique more useful in working with modes.
If you are familiar with major scales, each
modal scale may be thought of as starting at a different scale
degree from the major scale.
Thus, you may memorize which scale degree to
start at for each mode.
- Ionian: I
- Dorian: II
- Phrygian: III
- Lydian: IV
- Mixolydian: V
- Aeolian: VI
- Locrian: VII
The patterns of tones (T) and semitones (s)
are as follows:
TTsTTTs Ionian (modern major)
TsTTTsT Dorian
sTTTsTT Phrygian
TTTsTTs Lydian
TTsTTsT Mixolydian
TsTTsTT Aeolian (modern minor)
sTTsTTT Locrian
Note the shifts of alternate semitones from
row to row.
Each of these modes has a unique scale without
any sharps or flats. They are as follows:
Ionian C major
Dorian D
Phrygian E
Lydian F
Mixolydian G
Aeolian A minor
Locrian B
Other possible uses
In modern music theory, scales other than the
major scale sometimes have the term "modes" applied to the
scales which begin with their degrees. This is seen, for
example, in "Melodic Minor" scale harmony (see
Minor scale for a brief
description of the melodic minor), which is based on the seven
modes of the melodic minor scale, yeilding some interesting
scales as shown below, where "Structure" refers to the
structures of the various modes of the C melodic minor scale:
| Mode |
I |
II |
III |
IV |
V |
VI |
VII |
| Name |
minor-major |
(none) |
Lydian augmented |
Lydian dominant |
(none) |
half-diminished (or)
Locrian #2 |
altered (or) diminished
whole-tone |
| Structure |
C-maj (or) C-+7 |
Dsusb9 |
Ebmaj+5 |
F7+11 |
Gb6b7 |
Ař
(or) A-7b5 |
B7alt |
Though the term "mode" is still used in this case (and is useful
in recognizing that these scales all have a common root, that is
the melodic minor scale); it is more common for musicians to
understand the term "mode" to refer to Ionian, Dorian, Phrygian,
Lydian, Mixolydian, Aeolian, or Locrian scales. In everyday
speech, this is the most common understanding.